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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-01-25
TX RA APPROVED_RES 2015-05-06
  • MN RA
    APPROVED
    Since 2017-01-25
  • TX RA
    APPROVED_RES
    Since 2015-05-06

Branch Locations

7601 France Ave S Ste 300, Edina, MN 55435 • United States

Hull, MA • United States

14755 N Outer 40 Rd Ste 500, Chesterfield, MO 63017 • United States

9442 N Capital Of Texas Hwy Ste 800, Austin, TX 78759 • United States

8530 Eagle Point Blvd Ste 225, Lake Elmo, MN 55042-8652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Livonia MI 11/2012 03/2020
Ameriprise Financial Services, Llc Edina MN 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Securitas Financial Group, LLC; ; Insurance Brokerage - residual activity only; 123 Washington St.Dedham, MA, ,; Not Investment-Related; 03/13/2006; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-19
S63 Uniform Securities Agent State Law Examination 1992-12-09
  • S65 Uniform Investment Adviser Law Examination
    2010-04-19
  • S63 Uniform Securities Agent State Law Examination
    1992-12-09
Other Names
  • Mitchell Doren
  • Mitchell David Doren

View on SEC IAPD

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