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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-04-03
TX RA APPROVED 2017-05-01
MN RA APPROVED 2013-11-22
  • NH RA
    APPROVED
    Since 2023-04-03
  • TX RA
    APPROVED
    Since 2017-05-01
  • MN RA
    APPROVED
    Since 2013-11-22

Branch Locations

3600 Minnesota Dr Ste 550, Edina, MN 55435-7925 • United States

Nashua, NH • United States

Nashua, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bloomington MN 09/2005 03/2020
Ameriprise Financial Services, Llc Edina MN 03/2020 Present
Other Businesses

Outside Employment; Minnesota State Fair; traffic assistance - Direct vehicles and patrons, during the event, held August 23rd-September 3rd, 2018.; assisted with public safety and traffic control; 1640 Como Avenue, , Saint Paul, MN, 55108; Not Investment-Related; 08/23/2018; 20 to 39 hours per month; 20 to 39 during trading hours / MVL, LLC; Availability to participate in joint meetings with the purchasing executive and clients. Offer perspectives from my unique experience and wisdom.; Manage advisory business; Earned Wealth Advisors, 3600 Minnesota Drive, Suite 550, Edina, MN, 55435; Not Investment-Related; 08/20/2025; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-05-16
  • S63 Uniform Securities Agent State Law Examination
    1991-05-16
Designations
Other Names
  • Rick Dworsky

View on SEC IAPD

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