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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-20 |
| OR | RA | APPROVED | 2003-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Bend | OR | 09/1994 | Present |
1. 2/9/1998: PACIFIC FINANCIAL INSURANCE - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 5%. 2. 12/7/2020 - No Business Name - Investment Related - Florence Oregon 97439 - Real Estate Rental - Started 09/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Rental house.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-13 |
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