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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-29 |
| MI | RA | APPROVED | 2019-11-07 |
Branch Locations
25 Michigan Ave. W Suite 240, Battle Creek, MI 49017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Battle Creek | MI | 11/1997 | 10/2018 |
| J.J.B. Hilliard W.L. Lyons | Battle Creek | MI | 10/2018 | 10/2019 |
| Robert W. Baird & Co. Incorporated | Battle Creek | MI | 10/2019 | 11/2019 |
| Raymond James & Associates, Inc. | Battle Creek | MI | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-13 |
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