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Carolyn A Meske

Oppenheimer & Co. Inc.

Denver, CO

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-06
CO RA APPROVED 2010-10-07
  • TX RA
    APPROVED_RES
    Since 2021-12-06
  • CO RA
    APPROVED
    Since 2010-10-07

Branch Locations

3200 Cherry Creek South Drive Suite 310, Denver, CO 80209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Denver CO 10/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-29
S63 Uniform Securities Agent State Law Examination 1992-04-01
  • S66 Uniform Combined State Law Examination
    2005-12-29
  • S63 Uniform Securities Agent State Law Examination
    1992-04-01
Other Names
  • Carolyn Ann Meske
  • Carolyn A Meske

View on SEC IAPD

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