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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-19 |
| ME | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
Branch Locations
1528 Poole Blvd Suite E, Yuba City, CA 95993 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 10/2012 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 10/2012 | 03/2019 |
| Woodbury Financial Services, Inc. | Yuba City | CA | 03/2019 | Present |
| Woodbury Financial Services, Inc. | Yuba City | CA | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Yuba City | CA | 01/2024 | Present |
1)KEVIN KEELEY MEMORIAL SPORTING CLAYS SHOOT POSITION: Organizer and fund raising NATURE: Fund raising for scholarships INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/05/2015 ADDRESS: 1528 Poole Blvd, Suite E, Yuba City CA 95993, United States DESCRIPTION: soliciting for donations for raffles and auctions, organizing the event 2)THE INTEGRITY GROUP POSITION: owner NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 10/08/2012 ADDRESS: 1528 Poole Blvd., Suite E, Yuba City CA 95993, United States DESCRIPTION: this is my DBA. Securities, Insurance, fixed and variable annuities, REITS. Medical insurance. 3) R.L. KEELEY AND ASSOCIATES POSITION: owner NATURE: Sole Prop - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2012 ADDRESS: 1528 Poole Blvd., Suite E, Yuba City CA 95993, United States DESCRIPTION: consulting. research 4)KEVIN M. KEELEY & RUSTI L KEELEY REVOCABLE TRUST 10-30-2002 POSITION: owner occupied NATURE: Buying the building that I have occupied for 18 years as a lessor, for my securities business. It has 5 total lease agreements including my own. Buying in the name of my personal trust. INVESTMENT RELATED: Yes NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 7 START DATE: 05/19/2020 ADDRESS: 1528 Poole Blvd, Suite E, Yuba City CA 95993, United States DESCRIPTION: owner/manager 5)DAY FOR WOMEN POSITION: activities volunteer NATURE: Volunteer with community members to celebrate women with fun events and fundraisers to assist local women that may be in need. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2021 ADDRESS: 950 Tharp Rd, Yuba City CA 95991, United States DESCRIPTION: Meet to discuss and plan uplifting activities that celebrate the women of this community.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-21 |
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