David Carl Behr

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2000-05-31

CA RA
APPROVED

Since 2000-05-31

Branch Locations

1650 Sierra Avenue Suite 101, Yuba City, CA 95993 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
David C Behr	Yuba City	CA	06/1985	Present
Cetera Financial Specialists Llc	Schaumburg	IL	12/1998	Present
Cetera Investment Advisers Llc	Schaumburg	IL	05/2000	Present
Behr And Associates	Yuba City	CA	07/2010	Present

06/1985 → Present

David C Behr

Yuba City, CA
12/1998 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
05/2000 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
07/2010 → Present

Behr And Associates

Yuba City, CA

Other Businesses

1)CPA PRACTICE-OWNER SINCE 6/86-MGE CPA PRACTICE WITH POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS, MEET W/CLIENTS, REVIEW & SUPERVISE STAFF-40HR/WK DURING TRADING: 2) BEHR AND ASSOCIATES; INV REL; YUBA CITY, CA; FINANCIAL ADVISOR; DBA; OWNER; START DATE 7/2010; 40 HRS/MTH:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-30
S63	Uniform Securities Agent State Law Examination	1999-01-15

S65 Uniform Investment Adviser Law Examination

1999-12-30
S63 Uniform Securities Agent State Law Examination

1999-01-15

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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