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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19

Branch Locations

Carmichael, CA • United States

855 Harter Pkwy Suite 310, Yuba City, CA 95993 • United States

508 Gibson Dr. Ste 240, Roseville, CA 95678 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodmen Accident & Life Co Sacramento CA 05/1995 Present
Questar Capital Corporation Minneapolis MN 07/2013 03/2019
Questar Asset Management Minneapolis MN 07/2013 03/2019
Woodbury Financial Services, Inc. Roseville CA 03/2019 Present
Woodbury Financial Services, Inc. Roseville CA 03/2019 01/2024
Osaic Wealth, Inc. Roseville CA 01/2024 Present
  • 05/1995 → Present
    Woodmen Accident & Life Co
    Sacramento, CA
  • 07/2013 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 07/2013 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → Present
    Woodbury Financial Services, Inc.
    Roseville, CA
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Roseville, CA
  • 01/2024 → Present
    Roseville, CA
Previous Registrations
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Torrance, CA
    Roseville, CA
  • 2013-07-02 → 2019-03-01
    Questar Asset Management, Inc.
    Minneapolis, MN
    Sacramento, CA
  • 2005-01-18 → 2013-07-03
    Woodbury Financial Services, Inc.
    Sacramento, CA
    Sacramento, CA
Other Businesses

1. WOODMEN FINANCIAL RESOURCES POSITION: AGENT NATURE: LIFE INSURANCE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 30 START DATE: 03/31/1995 ADDRESS: 983 RESERVE DRIVE, ROSEVILLE CA 95678, United States DESCRIPTION: LIFE INSURANCE REV, RECOMMENDATIONS AND SALES 2. GARRETT FAMILY TRUST POSITION: OWNER TRUSTEE NATURE: FAMILY TRUST MY SS# IS THE TAX ID FOR TRUST AS WELL INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/17/2017 ADDRESS: STANLEY AVE, CARMICHAEL CA 95608, United States DESCRIPTION: TRUSTEE OWNER OF FAMILY TRUST

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-10
S63 Uniform Securities Agent State Law Examination 1996-10-09
  • S66 Uniform Combined State Law Examination
    2004-08-10
  • S63 Uniform Securities Agent State Law Examination
    1996-10-09

View on SEC IAPD

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