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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-20 |
| TX | RA | APPROVED | 2025-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Colusa | CA | 08/2011 | 04/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | CA | 04/2024 | 05/2025 |
| J.P. Morgan Securities Llc | Yuba City | CA | 05/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Yuba City | CA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-11 |
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