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Joseph Nicholas Azevedo

LPl Financial LLC

Yuba City, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-18
  • CA RA
    APPROVED
    Since 2025-11-18

Branch Locations

1624 Poole Blvd, Yuba City, CA 95993 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantella And Co., Inc. Boston MA 04/2009 03/2020
Lpl Financial, Llc Yuba City CA 03/2020 Present
  • 04/2009 → 03/2020
    Cantella And Co., Inc.
    Boston, MA
  • 03/2020 → Present
    Lpl Financial, Llc
    Yuba City, CA
Previous Registrations
  • 2009-04-21 → 2020-04-03
    Cantella & Co., Inc.
    Yuba City, CA
    Malden, MA
    Yuba City, CA
    Malden, MA
    Woodland, CA
    Malden, MA
  • 2007-10-11 → 2009-04-06
    Edward Jones
    Marysville, CA
Other Businesses

1. 01/01/2009 - AZEVEDO FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 90%/ YUBA CITY, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-09
S63 Uniform Securities Agent State Law Examination 2005-06-24
  • S66 Uniform Combined State Law Examination
    2007-10-09
  • S63 Uniform Securities Agent State Law Examination
    2005-06-24
Other Names
  • Joe Nicholas Azevedo
  • Joseph Azevedo

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · YUBA CITY, CA
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AMERIPRISE FINANCIAL SERVICES, LLC · Yuba City, CA

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