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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-11
HI RA APPROVED 2009-04-16
  • TX RA
    APPROVED_RES
    Since 2026-03-11
  • HI RA
    APPROVED
    Since 2009-04-16

Branch Locations

555 South St Ste 106, Honolulu, HI 96813 • United States

98-1247 Kaahumanu St Ste 101, Aiea, HI 96701 • United States

Aiea, HI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Honolulu HI 06/2007 03/2020
Ameriprise Financial Services, Llc Aiea HI 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 555 South Street, Unit 112, Honolulu, HI, 96813; Investment-Related; 08/19/2024 / Single Family; 98-099 Uao Place, Unit 907, Aiea, HI, 96701; Not Investment-Related; 07/01/2026. Independent Insurance Brokering; SYMETRA; 01/22/2024; Universal Life. Business Ownership; BLESSINGS TO COME - KAKAAKO LLC; Co-owner; Real Estate; 98-099 Uao Place, Apt 907, Aiea, HI, 96701; Not Investment-Related; 08/25/2024; 0 hours per month; 0 during trading hours / BLESSINGS TO COME - AIEA LLC; Co-owner; Real Estate; 98-099 Uao Place, Unit 907, Aiea, HI, 96701; Not Investment-Related; 09/09/2024; 0 hours per month; 0 during trading hours / BLESSINGS TO COME - KAKAAKO LLC; Co-owner; Real Estate; 98-099 Uao Place, Apt 907, Aiea, HI, 96701; Investment-Related; 08/25/2024; 0 hours per month; 0 during trading hours. Board of Directors; Mary Savio Medical Plaza Board of Directors; Member; 98-1247 Kaahumanu Street, , Aiea, HI, 96701; Not Investment-Related; 05/17/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-10
S63 Uniform Securities Agent State Law Examination 1991-04-06
  • S66 Uniform Combined State Law Examination
    2009-04-10
  • S63 Uniform Securities Agent State Law Examination
    1991-04-06

View on SEC IAPD

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