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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-05-13 |
Branch Locations
93 Worcester Street, Suite 103, Wellesley, MA 02481 • United States
Lexington, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2011 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2011 | Present |
1. RICHARD I SHAKTER, 3 TURNBURRY HILL ROAD, LEXINGTON, MA 02421, SOLE PROPRIETOR, ATTORNEY, OCCASSIONAL LAW PRACTICE LIMITED TO FAMILY AND FRIENDS, SEPTEMBER 1, 1989. 2. FINANCIAL COMPASS GROUP,LLC, 93 WORCESTER STREET, SUITE 103, WELLESLEY, MA 02481, INDEPENDENT AGENT, SALES, SERVICE OF FIXED INSURANCE PRODUCTS. 3. APPROVED TO CONDUCT BUSINESS ACTIVITY OUTSIDE OF THE Equitable NETWORK CRUMP. 3. I am named as a contingent administrator of my parents' estates should one not survive the other. 4. Outside direct carrier appointments
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-22 |
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