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Brian Howard Saranovitz

Osaic Wealth, Inc.

Leominster, MA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-14
MA RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • FL RA
    APPROVED
    Since 2024-06-14
  • MA RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

435 Lancaster Street Suite 358, Leominster, MA 01453 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corporation Lynnfield MA 04/2015 10/2016
Cetera Advisors Llc Denver CO 10/2016 12/2020
Your Retirement Advisor, Inc Leominster MA 08/2017 Present
Your Retirement Advisor University Leominster MA 10/2017 08/2020
Securities America, Inc Leominster MA 12/2020 06/2024
Securities America Advisors, Inc. Leominster MA 12/2020 06/2024
Osaic Wealth, Inc. Leominster MA 06/2024 Present
  • 04/2015 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → 12/2020
    Cetera Advisors Llc
    Denver, CO
  • 08/2017 → Present
    Your Retirement Advisor, Inc
    Leominster, MA
  • 10/2017 → 08/2020
    Your Retirement Advisor University
    Leominster, MA
  • 12/2020 → 06/2024
    Securities America, Inc
    Leominster, MA
  • 12/2020 → 06/2024
    Securities America Advisors, Inc.
    Leominster, MA
  • 06/2024 → Present
    Leominster, MA
Previous Registrations
  • 2021-02-23 → 2024-06-14
    Securities America Advisors, Inc.
    Leominster, MA
  • 2016-10-03 → 2020-12-23
    Cetera Advisors Llc
    Worcester, MA
    Leominster, MA
    Worcester, MA
    Acton, MA
  • 2015-04-29 → 2016-10-03
    Investors Capital Corp.
    Lunenburg, MA
    Lunenburg, MA
    Lynnfield, MA
  • 2005-12-07 → 2015-04-08
    Woodbury Financial Services, Inc.
    Lunenburg, MA
    Lunenbury, MA
  • 2003-03-25 → 2003-07-24
    Osaic Fs, Inc.
    Lunenburg, MA
  • 1996-07-18 → 2003-03-31
    Polaris Advisory Services Inc
    Lunenburg, MA
Other Businesses

**SAA POSITION: Investment Advisor Representative NATURE: Advisory with SAA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 12/11/2020 ADDRESS: 435 LANCASTER ST, STE 358, LEOMINSTER MA 01453-7319, United States DESCRIPTION: Managing Clients Retirement Assets **TAX SMART NETWORK POSITION: Owner NATURE: Tax Smart Network - Tax Planning & Tax Preparation Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 12/12/2018 ADDRESS: 435 Lancaster St, Suite 358, Leominster MA 01453, United States DESCRIPTION: Helping Clients with Tax Planning opportunities... **YOUR RETIREMENT ADVISOR, INC. POSITION: Sales NATURE: Insurance, LTC & Annuities INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1986 ADDRESS: 435 Lancaster St, Suite 358, Leominster MA 01453, United States DESCRIPTION: Advise and sell LTC, Annuities and Life Insurance for clients **MEDICARE PARTNERSHIP PROGRAM POSITION: Referrer NATURE: Client Medicare Information / Consultation & Medicare Coverage Options INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2022 ADDRESS: 435 Lancaster Street, Suite 358, Leominster MA 01453, United States DESCRIPTION: Referring Clients to the Medicare Partnership which will provide my clients to Medicare guidance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-29
S63 Uniform Securities Agent State Law Examination 1991-02-06
  • S65 Uniform Investment Adviser Law Examination
    1994-12-29
  • S63 Uniform Securities Agent State Law Examination
    1991-02-06
Other Names
  • Brian H Saranovitz

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