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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-14 |
| MA | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
435 Lancaster Street Suite 358, Leominster, MA 01453 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corporation | Lynnfield | MA | 04/2015 | 10/2016 |
| Cetera Advisors Llc | Denver | CO | 10/2016 | 12/2020 |
| Your Retirement Advisor, Inc | Leominster | MA | 08/2017 | Present |
| Your Retirement Advisor University | Leominster | MA | 10/2017 | 08/2020 |
| Securities America, Inc | Leominster | MA | 12/2020 | 06/2024 |
| Securities America Advisors, Inc. | Leominster | MA | 12/2020 | 06/2024 |
| Osaic Wealth, Inc. | Leominster | MA | 06/2024 | Present |
**SAA POSITION: Investment Advisor Representative NATURE: Advisory with SAA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 12/11/2020 ADDRESS: 435 LANCASTER ST, STE 358, LEOMINSTER MA 01453-7319, United States DESCRIPTION: Managing Clients Retirement Assets **TAX SMART NETWORK POSITION: Owner NATURE: Tax Smart Network - Tax Planning & Tax Preparation Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 12/12/2018 ADDRESS: 435 Lancaster St, Suite 358, Leominster MA 01453, United States DESCRIPTION: Helping Clients with Tax Planning opportunities... **YOUR RETIREMENT ADVISOR, INC. POSITION: Sales NATURE: Insurance, LTC & Annuities INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1986 ADDRESS: 435 Lancaster St, Suite 358, Leominster MA 01453, United States DESCRIPTION: Advise and sell LTC, Annuities and Life Insurance for clients **MEDICARE PARTNERSHIP PROGRAM POSITION: Referrer NATURE: Client Medicare Information / Consultation & Medicare Coverage Options INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2022 ADDRESS: 435 Lancaster Street, Suite 358, Leominster MA 01453, United States DESCRIPTION: Referring Clients to the Medicare Partnership which will provide my clients to Medicare guidance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-06 |
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