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Michael Stephen Leone

Citizens Securities, Inc.

Malden, MA

Woburn, MA

Chelsea, MA

Johnston, RI

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-01-04
ME RA APPROVED 2018-10-12
NC RA APPROVED 2018-10-11
FL RA APPROVED 2015-08-17
NH RA APPROVED 2007-10-05
  • CT RA
    APPROVED
    Since 2021-01-04
  • ME RA
    APPROVED
    Since 2018-10-12
  • NC RA
    APPROVED
    Since 2018-10-11
  • FL RA
    APPROVED
    Since 2015-08-17
  • NH RA
    APPROVED
    Since 2007-10-05

Branch Locations

876 Main Street Ms: Ma-055, Malden, MA 02148 • United States

One Commerce Way Ms: Ma-607, Woburn, MA 01801 • United States

152 Everett Ave. Ms: Ma710, Chelsea, MA 02150 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Malden MA 10/2007 Present
Previous Registrations
  • 2003-09-12 → 2007-10-04
    Cetera Investment Services Llc
    Dover, NH
  • 2002-08-28 → 2003-09-22
    Quick & Reilly, Inc.
    Biddeford, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-01
S63 Uniform Securities Agent State Law Examination 1993-09-22
  • S65 Uniform Investment Adviser Law Examination
    2001-02-01
  • S63 Uniform Securities Agent State Law Examination
    1993-09-22

View on SEC IAPD

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