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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-12-13
  • MA RA
    APPROVED
    Since 2022-12-13

Branch Locations

389 Main St. Ste. 101, Malden, MA 02148 • United States

389 Main St. Ste. 101, Malden, MA 02148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors Inc Boston MA 12/2009 11/2018
Royal Alliance Associates, Inc. Jersey City NJ 11/2018 05/2019
Royal Alliance Los Angeles CA 05/2019 07/2019
Sia Llc Los Angeles CA 05/2019 07/2019
Cantella & Co., Inc. Malden MA 10/2019 12/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 12/2022 Present
Cantella & Co., Inc. Malden MA 11/2019 06/2023
  • 12/2009 → 11/2018
    Signator Investors Inc
    Boston, MA
  • 11/2018 → 05/2019
    Royal Alliance Associates, Inc.
    Jersey City, NJ
  • 05/2019 → 07/2019
    Royal Alliance
    Los Angeles, CA
  • 05/2019 → 07/2019
    Sia Llc
    Los Angeles, CA
  • 10/2019 → 12/2022
    Cantella & Co., Inc.
    Malden, MA
  • 12/2022 → Present
    Fairfield, IA
  • 12/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2019 → 06/2023
    Cantella & Co., Inc.
    Malden, MA
Previous Registrations
  • 2019-11-05 → 2023-06-01
    Cantella & Co., Inc.
    Malden, MA
    Malden, MA
  • 2019-05-30 → 2019-07-17
    Los Angeles, CA
  • 2019-06-07 → 2019-07-17
    Los Angeles, CA
    Winthrop, MA
  • 2018-11-02 → 2019-05-09
    Scottsdale, AZ
    Boston, MA
  • 2010-01-12 → 2018-11-02
    Signator Investors, Inc.
    Boston, MA
    Boston, MA
  • 2007-03-05 → 2009-03-12
    Banc Of America Investment Services, Inc.
    Waltham, MA
  • 2005-12-07 → 2006-01-27
    Gunnallen Financial, Inc
    Lincoln, MA
Other Businesses

1. MARC YOUNG, WINTHROP MA 02152, 07/2002, LANDLORD, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING 2. CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, 08/2023, IAR AFFILIATION, INV REL, 160 HR/MO - 120 HR TRADING 3. CANTELLA CAPITAL GROUP LLC, 389 Main St, Suite 104, Malden MA 02148, 01/2025, OWNER, OWNER/PARTNER, INV REL, 20 HR/MO - 20 HR/MO TRADING. 4. CANTELLA, Malden MA 02148, United States, 09/03/2025, Agent, DBA Name, INV REL, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-02
  • S66 Uniform Combined State Law Examination
    2004-09-02

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