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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-11
MA RA APPROVED 2022-12-13
NH RA APPROVED 2022-12-12
  • TX RA
    APPROVED_RES
    Since 2025-02-11
  • MA RA
    APPROVED
    Since 2022-12-13
  • NH RA
    APPROVED
    Since 2022-12-12

Branch Locations

389 Main St. Ste. 101, Malden, MA 02148 • United States

Kingston, NH • United States

389 Main St. Ste. 101, Malden, MA 02148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Portsmouth NH 08/2012 11/2018
Royal Alliance Associates, Inc. Jersey City NJ 11/2018 05/2019
Cantella & Co., Inc. Malden MA 05/2019 06/2023
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 12/2022 Present
Cantella & Co., Inc. Malden MA 05/2019 12/2022
Cantella & Co., Inc. Malden MA 06/2019 06/2023
  • 08/2012 → 11/2018
    Jhfn Sii
    Portsmouth, NH
  • 11/2018 → 05/2019
    Royal Alliance Associates, Inc.
    Jersey City, NJ
  • 05/2019 → 06/2023
    Cantella & Co., Inc.
    Malden, MA
  • 12/2022 → Present
    Fairfield, IA
  • 12/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2019 → 12/2022
    Cantella & Co., Inc.
    Malden, MA
  • 06/2019 → 06/2023
    Cantella & Co., Inc.
    Malden, MA
Previous Registrations
  • 2019-06-04 → 2023-06-01
    Cantella & Co., Inc.
    Malden, MA
    Malden, MA
  • 2018-11-29 → 2019-05-24
    Scottsdale, AZ
    Portsmouth, NH
  • 2018-11-02 → 2018-11-28
    Portsmouth, NH
  • 2012-08-13 → 2018-11-02
    Signator Investors, Inc.
    Boston, MA
    Portsmouth, NH
  • 2009-10-27 → 2011-12-20
    Waltham, MA
    Riverside, RI
  • 2008-11-13 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Waltham, MA
  • 2007-05-17 → 2008-10-24
    Investors Capital Corp.
    Lynnfield, MA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 08/2023, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 2) DAVID ALVES, 4 TRAVIS COVE RD, KINGSTON, NH, 01/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/MO, 5 HR/MO TRADING. 3) AXIOM WEALTH PARTNERS, 4 TRAVIS COVE RD, KINGSTON, NH 03848, 01/2024, OWNER, USING A TRADE NAME/DBA, INV REL, 8 HR/MO - 0 HR/MO TRADING. 4) CANTELLA CAPITAL GROUP LLC, 389 MAIN ST, SUITE 101, MALDEN MA 02148, 01/2025, Owner, DBA Name, NIR, 20 HR/MO, 20 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-14
  • S66 Uniform Combined State Law Examination
    2007-05-14

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