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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-08-22
NH RA APPROVED 2022-12-08
  • MA RA
    APPROVED
    Since 2023-08-22
  • NH RA
    APPROVED
    Since 2022-12-08

Branch Locations

389 Main Street Suite 101, Malden, MA 02148 • United States

Exeter, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Portsmouth NH 06/2015 11/2018
Cantella & Co., Inc. Boston MA 11/2018 12/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2022 Present
Cambridge Investment Research, Inc. Malden MA 12/2022 Present
Cantella & Co., Inc. Malden MA 11/2018 04/2023
  • 06/2015 → 11/2018
    Signator Investors, Inc.
    Portsmouth, NH
  • 11/2018 → 12/2022
    Cantella & Co., Inc.
    Boston, MA
  • 12/2022 → Present
    Fairfield, IA
  • 12/2022 → Present
    Cambridge Investment Research, Inc.
    Malden, MA
  • 11/2018 → 04/2023
    Cantella & Co., Inc.
    Malden, MA
Previous Registrations
  • 2018-11-14 → 2023-04-03
    Cantella & Co., Inc.
    Malden, MA
    Malden, MA
  • 2018-07-23 → 2018-11-02
    Signator Investors, Inc.
    Portsmouth, NH
Other Businesses

1) BETA INDUSTRIES INC, EXETER NH, 01/2023, ADMINISTRATIVE STAFF, SECURITIES DBA, INV REL, 30 HR/MO 10 HR/MO TRADING 2) CL INVESTMENT PARTNERS LLC, EXETER NH, 12/2022, OWNER, HOLDING COMPANY, INV REL, 0 HR/MO 0 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD, IA, 12/2022, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 4) CANTELLA, EXETER NH, 12/2022, FINANCIAL PROFESSIONAL USING A DBA NAME, INV REL, 160 HR/MO 135 HR/MO TRADING 5) TAYLOR CAGGIULA, EXETER NH, 11/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 2 HR/MO 2 HR/MO TRADING 6) JAMES CONKLIN MEMORIAL SCHOLARSHIP, PLYMOUTH NH, 01/2024, BOARD MEMBER, NIR, 2 HR/MO 0 HR/MO TRADING 7) 5 STAR CONTRACTING SERVICES, LLC, Franklin TN 37069, 06/2024, Owner, Owner/Partner of a Business Entity, INV REL, 20 HR/MO, 4 HR/MO TRADING. 8) 5235 POND CREEK RD, LLC, Pegram TN 37143, 05/2025, Owner, Real Estate, NIR, 1 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-23
S63 Uniform Securities Agent State Law Examination 2015-04-03
  • S66 Uniform Combined State Law Examination
    2018-07-23
  • S63 Uniform Securities Agent State Law Examination
    2015-04-03

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