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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2007-09-04 |
Branch Locations
100 E Vine St Ste 505, Lexington, KY 40507 • United States
525 Walnut Meadow Rd, Berea, KY 40403 • United States
1527 Ewing Rd, Ewing, KY 41039 • United States
108 Clark St, Flemingsburg, KY 41041 • United States
860 Eastern Byp, Richmond, KY 40475 • United States
196 Evans Drive, Mt Sterling, KY 40353 • United States
125 Winchester Plaza, Winchester, KY 40391 • United States
36 Brookhaven Dr, Flemingsburg, KY 41041 • United States
120 South Main Street, Winchester, KY 40391 • United States
1527 Ewing Rd, Ewing, KY 41039 • United States
108 Clark St, Flemingsburg, KY 41041 • United States
205 S Main St, Greensburg, KY 42743 • United States
521 W Main St, Lebanon, KY 40033 • United States
120 Main St, Mt Vernon, KY 40456 • United States
1005 Jamestown Street, Columbia, KY 42728 • United States
1218 East Broadway, Campbellsville, KY 42718 • United States
752 North Main St, Jamestown, KY 42629 • United States
2134 Lake Cumberland Rd, Mt Vernon, KY 40456 • United States
402 Campbellsville Bypass, Campbellsville, KY 42718 • United States
3809 S Highway 27, Somerset, KY 42501 • United States
100 East Vine St Ste 501, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Versailles | KY | 09/2007 | Present |
| Community Trust Bank | Versailles | KY | 09/2007 | Present |
1. 9/4/07- DBA ONLY- COMMUNITY TRUST FINANCIAL SERVICES/ VERSAILLES, KY 2. 9/4/07- EXECUTIVE COMMITTEE FOR COMMUNITY TRUST & INVESTMENT COMPANY/ FOR COMMUNITY TRUST BANK, SALES COMMITTEE, MARKETING COMMITTEE, RISK MANAGEMENT COMMITTEE/ 5% OF HOURS/ VERSAILLES, KY 3. 04/07/2016 * Real Estate Rental * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * START 08/01/2015 * The location of the rental property is 1066 Quarter Mile Way, Frankfort, KY 40601 * 1 HR/MO NOT DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-12 |
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