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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-24
MN RA APPROVED 2013-11-20
  • TX RA
    APPROVED_RES
    Since 2019-07-24
  • MN RA
    APPROVED
    Since 2013-11-20

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Edina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 03/2008 Present
City National Bank Minneapolis MN 04/2022 Present
Other Businesses

(1) SANDHILL FINANCIAL; ADDRESS: 835 PAGE MILL ROAD PALO ALTO, CA 94304; BUSINESS DESCRIPTION: THE ENTITY INVESTS IN PRIVATE VENTURE CAPITAL INVESTMENTS; NOT INVESTMENT RELATED; START DATE: 11/01/2000; CAPACITY: OWNER-PASSIVE; DUTIES: NONE-PASSIVE INVESTOR ONLY; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) TETON CAPITAL; ADDRESS: 3000 SAND HILL ROAD PALO ALTO, CA 94304; BUSINESS DESCRIPTION: THE ENTITY INVESTS IN PRIVATE VENTURE CAPITAL INVESTMENTS; NOT INVESTMENT RELATED; START DATE: 11/01/2000; CAPACITY: OWNER-PASSIVE; DUTIES: NONE-PASSIVE INVESTOR ONLY; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) SHAPE MEMORY THERAPEUTICS; ADDRESS: COLLEGE STATION, TEXAS 77845; BUSINESS DESCRIPTION: MINIMALLY INVASIVE ENDOVASCULAR APPLICATIONS; NOT INVESTMENT RELATED; START DATE: 04/01/2016; CAPACITY: OWNER-PASSIVE; DUTIES: NONE-PASSIVE INVESTOR ONLY; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) PURSUANT HEALTH; ADDRESS: 780 JOHNSON FERRY ROAD SUITE 625, ATLANTA GA 30342; BUSINESS DESCRIPTION: HEALTHCARE BUSINESS KIOSKS; NOT INVESTMENT RELATED; START DATE: 12/15/2016; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-21
S63 Uniform Securities Agent State Law Examination 1991-03-14
  • S66 Uniform Combined State Law Examination
    2000-07-21
  • S63 Uniform Securities Agent State Law Examination
    1991-03-14

View on SEC IAPD

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