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801 E. Chapman Ave Suite 104, Fullerton, CA 92831 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-09-25 |
| ID | RA | APPROVED | 2023-09-15 |
| CO | RA | APPROVED | 2023-08-01 |
| WA | RA | APPROVED | 2023-02-27 |
| AZ | RA | APPROVED | 2022-09-20 |
| TX | RA | APPROVED | 2022-09-08 |
| CA | RA | APPROVED | 2021-07-30 |
Branch Locations
801 E. Chapman Ave Suite 104, Fullerton, CA 92831 • United States
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
801 East Chapman Ave Ste 104, Fullerton, CA 92831 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera | Fullerton | CA | 09/2012 | 09/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Crane & Associates | Fullerton | CA | 09/2019 | Present |
| Crane Advisory Llc Dba Crane & Associates Wealth Managmenet | Fullerton | CA | 07/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| T Crane Advisory Llc | Fullerton | CA | 01/2024 | Present |
(1) NAME OF OTHER BUSINESS: DBA CRANE & ASSOCIATES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2019; POSITION/TITLE/RELATIONSHIP: ASSOCIATE - REGISTERED REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE SUPPORT, AND INSURANCE SALES, DBA FOR FINANCIAL, SERVICES (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE ; (3) NAME OF OTHER BUSINESS: CRANE ADVISORY LLC DBA CRANE & ASSOCIATES WEALTH MANAGMENET - CRD# 314432; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADVISORY SERVICES ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE ; START DATE: 07/2021 ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT ; 4. NAME OF OTHER BUSINESS: T CRANE ADVISORY LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: OWNER/MANAGER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: BOOKKEEPING FOR HOLDING COMPANY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-17 |
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