David Routh

Current Employers

Employment History

• 10/1996 → 09/2022
  First Allied Securities, Inc.
  Roseville, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 06/2024
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → 06/2024
  Cetera Advisors Llc
  Yuba City, CA
• 06/2024 → Present
  Lpl Financial Llc
  Granite Bay, CA

Previous Registrations

• 2020-11-12 → 2024-06-11
  Cetera Investment Advisers Llc
  Granite Bay, CA
  Yuba City, CA
• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Granite Bay, CA
  Yuba City, CA
• 2002-04-23 → 2012-07-02
  First Allied Securities, Inc.
  Granite Bay, CA
  Santa Monica, CA
  Davis, CA
  Yuba City, CA
  Burlingame, CA
  Berkeley, CA
  Davis, CA
  Oakland, CA
  San Jose, CA
  El Dorado Hills, CA
  Lodi, CA
  Yuba City, CA

Other Businesses

1) 05/30/2024 - DR SUMMIT WEALTH MANAGEMENT, INC - Real Estate Rental - Owner - CA. 95746 - Investment related - 4 Hours per month - Start date: 07/17/2014. 2) 05/08/2024 - DR SUMMIT WEALTH MANAGEMENT INC. - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 05/08/2024 - Dave Routh Insurance - Non-Variable Insurance - Selling: Life & Health insurance / Blue Shield of California & Crump - CA 95746 - Investment related - 4 Hours per month - Start date: 12/01/2015.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-03-01
• S63 Uniform Securities Agent State Law Examination
  1990-08-14

Designations

Other Names

• W David Routh
• W Routh
• Dave Routh
• William David Routh