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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-04-02 |
| TX | RA | APPROVED | 2024-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Usa) Llc | New York | NY | 08/2007 | 12/2021 |
| Jpmorgan Chase Bank Na | Denver | CO | 12/2021 | Present |
| Jpmorgan Securities Llc | Denver | CO | 12/2021 | Present |
| Bc Units, Llc | Denver | CO | 01/2024 | Present |
| 8302 Palm Garden Blvd, Llc | Denver | CO | 09/2025 | Present |
Entity Name: 8302 Palm Garden Blvd, LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 09/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real estate investment in a single family home rented out on a short term basis, owned through an LLC. No connection to JPMC and no similarity to my role. Entity Name: BC Units, LLC Investment related: No "Address: 434 Jackson St, Denver, CO 80206 (address of LLC) 6380 South Boston St, Unit 395, Greenwood Village, CO 80111 (address of investment) Nature of the other business: real estate Position/Title/Relationship: Owner/Partner Start Date: 01/15/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Passive real estate investment in a condo in Denver that will be rented out. No similarity to my role at JPMC and no connection to JPMC. Time commitment is very minimal as it's purely passive. Entity Name: Sports Boyz, LLC Investment related: Yes "Address: 5951 S Olive Ct Centennial, CO 80111" Nature of the other business: Investment Position/Title/Relationship: Member Start Date: 05/05/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Sports Boyz, LLC was created for the sole purpose to acquire and purchase stock in Establish the Run, Inc. www.establishtherun.com I have no responsibility to this LLC other than being a member in order to invest in Establish the Run, Inc." Entity Name: Establish the Run, Inc. Investment related: Yes "Address: 9 East Loockerman Street Suite 311 Dover, Delaware 19901 www.establishtherun.com" Nature of the other business: Investment Position/Title/Relationship: Member Start Date: 05/05/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Investing in Establish the Run, Inc (ETR) through Sports Boyz, LLC. ETR is a premium sports analysis site with the goal of giving subscribers the most intelligent, thorough, timely and accurate sports analysis on the internet. I have no responsibilities to ETR and no conflict/connection to JPM." Entity Name: flowtyNFT Inc Investment related: Yes "Address: 2444 Boston Post Road #1014 Larchmont, NY 10538 www.flowty.io" Nature of the other business: Digital Assets Position/Title/Relationship: Employee/Contractor Start Date: 05/05/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Investment in Flowty through Colorado Boyz, LLC. Flowty is a P2P collateralized NFT lending marketplace that enables borrowers to access liquidity using NFTs as collateral and lenders to generate income by funding loans secured by NFTs. I have no responsibilities, no conflict/connection to JPM." Entity Name: Atlan Insights Investment related: N "Address: www.atlaninsights.com"Denver, CO 80220, Nature of the other business: Commerce Position/Title/Relationship: Employee/ Contractor Start Date: 12/13/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: - Atlan Insights in an alternative asset investing marketplace from sports cards, fine art and everything in between - Private investment made in Atlan Insights through Colorado Boyz, LLC - no connections to JPMC"
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-27 |
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