Gilbert Todd Chase

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 02/2018
  Invest Financial Corporation
  Latham, NY
• 02/2018 → Present
  Lpl Financial Llc
  Latham, NY

Previous Registrations

• 2014-04-14 → 2018-02-14
  Invest Financial Corporation
  Appleton, WI
  Latham, NY
• 2013-01-16 → 2014-04-11
  Voya Financial Advisors, Inc.
  Albany, NY
• 2007-05-17 → 2012-10-08
  Equitable Advisors, Llc
  Clifton Park, NY
  Poughkeepsie, NY
  Malta, NY

Other Businesses

1. 02/14/2018 - EMPIRE FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/1/2019 - United Advisors Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/01/2019 - 20 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-16
• S63 Uniform Securities Agent State Law Examination
  1992-05-29

Other Names

• Gil Chase