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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-12-22 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
53 State Street Suite 3600, Boston, MA 02109-1875 • United States
Quincy, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Boston | MA | 03/2008 | Present |
Name of Business: Rental Property Business Description: Rental Property Business is investment-related: no Address:790 E Sixth St. Unit 1 South Boston MA Capacity: Owner - Passive Start Date:09/01/19 Duties: Maintain property Hours devoted per month: less than an hour Hours devoted during securities hours per month: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-11 |
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