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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • MA RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

166 Center Street, Pembroke, MA 02359 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp, Inc. Miami FL 10/1994 07/2020
Securities America, Inc. Pembroke MA 07/2020 06/2024
Securities America Advisors, Inc. Pembroke MA 07/2020 06/2024
Osaic Wealth, Inc. Pembroke MA 06/2024 Present
Osaic Wealth, Inc. Pembroke MA 06/2024 Present
  • 10/1994 → 07/2020
    Investacorp, Inc.
    Miami, FL
  • 07/2020 → 06/2024
    Securities America, Inc.
    Pembroke, MA
  • 07/2020 → 06/2024
    Securities America Advisors, Inc.
    Pembroke, MA
  • 06/2024 → Present
    Pembroke, MA
  • 06/2024 → Present
    Pembroke, MA
Previous Registrations
  • 2020-07-17 → 2024-06-14
    Securities America Advisors, Inc.
    Pembroke, MA
  • 2015-04-13 → 2020-07-17
    Investacorp Advisory Services Inc
    Pembroke, MA
Other Businesses

1. BROWN HOLDINGS, LLC POSITION: 49% Partnership NATURE: Custom marine canvas design and repair INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 48 George Washington Blvd, Hull MA 02045, United States DESCRIPTION: Paul J Brown manages the account, the account is completely tied to his name, contact information, and bank account. He is my husband and is 51% owner. I am 49% owner and share in decisions only not daily operations. 2. KOMAR WEALTH MANAGEMENT, INC. POSITION: clerical NATURE: Bookkeeping INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2017 ADDRESS: PO Box 457, 166 Center St, Pembroke MA 02359, United States DESCRIPTION: Bookkeeper, insurance sales 3. KOMAR WEALTH MANAGEMENT, INC. POSITION: President NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2021 ADDRESS: PO Box 457, 166 Center St, Pembroke MA 02359, United States DESCRIPTION: securities investments and fixed insurance sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-22
S63 Uniform Securities Agent State Law Examination 1991-04-29
  • S66 Uniform Combined State Law Examination
    2015-01-22
  • S63 Uniform Securities Agent State Law Examination
    1991-04-29

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