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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2008-07-29 |
Branch Locations
290 Kingstown Way, Duxbury, MA 02332 • United States
30 Webster Square, Marshfield, MA 02050 • United States
77 Front St, Scituate, MA 02066 • United States
184 Summer Street, Kingston, MA 02364 • United States
100 Sgt. William B Terry Dr, Hingham, MA 02043 • United States
Rockland Trust 27 Bay Road, Duxbury, MA 02331 • United States
Rockland Trust 264 Nantasket Ave., Hull, MA 02045 • United States
184 Summer Street, Kingston, MA 02364 • United States
10 Pond Street, Norwell, MA 02061 • United States
290 Kingstown Way, Duxbury, MA 02332 • United States
733 Chief Justice Cushing Hwy, Cohasset, MA 02025 • United States
405 Washington St, Braintree, MA 02184 • United States
495 Hancock St, Quincy, MA 02170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Hingham | MA | 07/2008 | Present |
1. 07/29/2008: DBA ONLY - ROCKLAND TRUST COMPANY - HINGHAM, MA. 2. 11/16/2009: NON-VARIABLE INSURANCE - SBLI OF MA - SALES OF FIXED ANNUITIES AND TERM/WHOLE LIFE INSURANCE THROUGH SBLI OF MA. - 10% OF TIME - HINGHAM, MA. 3. 8/17/2010: DBA ONLY - ROCKLAND TRUST FINANCIAL SERVICES - HINGHAM, MA. 4. 6/13/2011: NON-VARIABLE INSURANCE - CAPITAS FINANCIAL, LLC - SELLING LIFE INSURANCE AND LTC THROUGH THE SMITH COMPANIES, LTD, CAPITAS FINANCIAL. - TIME SPENT 5% - HINGHAM, MA. 5. 3/20/2012: OTHER-FIS RELATED - ROCKLAND TRUST INVESTMENT MANAGEMENT GROUP - THE FA WILL MANAGE BOTH LPL FINANCIAL ACCOUNTS AND ACT AS A RELATIONSHIP MANAGER AND/OR BUSINESS DEVELOPMENT OFFICER FOR THE TRUST/WEALTH MANAGEMENT DEPARTMENT OF ROCKLAND TRUST'S TRUST/WEALTH MANAGEMENT GROUP. - TIME SPENT 25% - HINGHAM, MA. 6. 4/10/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 04/16/2018 - 15 Hours Per Month/5 Hours During Securities Trading. 7. 05/03/2019 - RT INVESTMENT SERVICES - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business). 8. 3/8/2023 - BSMG - Investment - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 02/03/2023 - 5 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-08 |
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