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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2015-01-12 |
Branch Locations
40 Tremont St Entrance 10 #59, Duxbury, MA 02332-5316 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Corporation | Duxbury | MA | 09/2009 | Present |
(1) 10/16/2009 - SHOESTRINGS STUDIO, LLC - OTHER-NON-SECURITIES RELATED OUTSIDE EMPLOYMENT - 10% OWNER IN WIFE'S DANCE STUDIO - DANCE STUDIO - DANCE EDUCATION FOR AGES 2.5 AND UP. - I HELP MY WIFE TO MANAGE THE BUSINESS AND AM CO-OWNER FOR PURPOSES OF CREATING THE LLC. - HELP WITH MARKETING,MAINTENANCE, SOME BOOKKEEPING - TIME SPENT 5% - DUXBURY, MA (2) 09/19/2012 - DBA ONLY - CORNERSTONE ASSET MANAGEMENT LLC - DUXBURY, MA (3) 03/17/2014 - CRUMP INSURANCE - NON-VARIABLE INSURANCE - SELLING LIFE INSURANCE THROUGH CRUMP INSURANCE WHICH WAS FORMERLY APPROVED THROUGH LPL UNTIL 3/7/14. - TIME SPENT 5% - DUXBURY, MA (4) 11/27/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary Public - start date 10/25/2017 - 1 hour per month/1 hour during securities trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-23 |
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