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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-04-05
FL RA APPROVED 2023-03-22
SC RA APPROVED 2023-03-13
NC RA APPROVED 2023-03-10
HI RA APPROVED 2023-03-06
AL RA APPROVED 2023-03-03
CA RA APPROVED 2023-03-03
CO RA APPROVED 2023-03-03
TX RA APPROVED 2023-03-03
VA RA APPROVED 2023-03-03
  • AZ RA
    APPROVED
    Since 2023-04-05
  • FL RA
    APPROVED
    Since 2023-03-22
  • SC RA
    APPROVED
    Since 2023-03-13
  • NC RA
    APPROVED
    Since 2023-03-10
  • HI RA
    APPROVED
    Since 2023-03-06
  • AL RA
    APPROVED
    Since 2023-03-03
  • CA RA
    APPROVED
    Since 2023-03-03
  • CO RA
    APPROVED
    Since 2023-03-03
  • TX RA
    APPROVED
    Since 2023-03-03
  • VA RA
    APPROVED
    Since 2023-03-03

Branch Locations

101 North Cascade Avenue Suite 320, Colorado Springs, CO 80903 • United States

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisers, Llc Newport Beach CA 09/2014 12/2017
Girard Securities Colorado Springs CO 09/2014 11/2017
Cetera Advisor Networks Llc El Segundo CA 11/2017 12/2017
Spire Investment Partners Llc Colorado Springs CO 12/2017 03/2023
Triad Advisors Norcross GA 03/2023 08/2024
Triad Hybrid Solutions Norcross GA 03/2023 Present
Osaic Wealth, Inc. Colorado Springs CO 08/2024 Present
  • 09/2014 → 12/2017
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 09/2014 → 11/2017
    Girard Securities
    Colorado Springs, CO
  • 11/2017 → 12/2017
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 12/2017 → 03/2023
    Spire Investment Partners Llc
    Colorado Springs, CO
  • 03/2023 → 08/2024
    Triad Advisors
    Norcross, GA
  • 03/2023 → Present
    Triad Hybrid Solutions
    Norcross, GA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Colorado Springs, CO
Previous Registrations
Other Businesses

1. PAPA WEALTH MANAGEMENT LLC POSITION: owner NATURE: llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/25/2005 ADDRESS: 101 N Cascade Ave, Suite 320, Colorado Springs CO 80903, United States DESCRIPTION: IAR for registered investment advisor,retirement income planning 2. INDEPENDENT INSURANCE AGENT POSITION: insurance agent NATURE: fixed insurance with various carriers INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/1990 ADDRESS: 101 N Cascade Ave, Suite 320, Colorado Springs CO 80903, United States DESCRIPTION: fixed insurance sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-19
S63 Uniform Securities Agent State Law Examination 1990-12-03
  • S65 Uniform Investment Adviser Law Examination
    1997-11-19
  • S63 Uniform Securities Agent State Law Examination
    1990-12-03
Other Names
  • Mike Papa
  • Michael Vincent Papa
  • Michael V Papa

View on SEC IAPD

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