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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
FL RA APPROVED 2007-01-19
  • NY RA
    APPROVED
    Since 2021-03-29
  • FL RA
    APPROVED
    Since 2007-01-19

Branch Locations

City Place Tower 525 Okeechobee Blvd Ste 850, West Palm Beach, FL 33401 • United States

Delray Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc Palm Beach FL 12/2006 Present
  • 12/2006 → Present
    Neuberger Berman, Llc
    Palm Beach, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-17
S65 Uniform Investment Adviser Law Examination 2001-09-05
S63 Uniform Securities Agent State Law Examination 1999-04-01
  • S66 Uniform Combined State Law Examination
    2007-01-17
  • S65 Uniform Investment Adviser Law Examination
    2001-09-05
  • S63 Uniform Securities Agent State Law Examination
    1999-04-01

View on SEC IAPD

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