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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-29 |
| FL | RA | APPROVED | 2007-01-19 |
Branch Locations
City Place Tower 525 Okeechobee Blvd Ste 850, West Palm Beach, FL 33401 • United States
Delray Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman, Llc | Palm Beach | FL | 12/2006 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-17 |
| S65 | Uniform Investment Adviser Law Examination | 2001-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-01 |
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