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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-05-19
  • WA RA
    APPROVED
    Since 2021-05-19

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

23505 E Appleway Ave Ste 200-209, Liberty Lake, WA 99019 • United States

1325 W 1St Suite 216, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Des Moines IA 09/2014 04/2021
Lpl Financial Llc Spokane WA 04/2021 Present
  • 09/2014 → 04/2021
    Voya Financial Advisors
    Des Moines, IA
  • 04/2021 → Present
    Spokane, WA
Previous Registrations
Other Businesses

1) 5/2021- Real Estate Rental- Owner-Inv. Related- Sandpoint, ID- start date 2017- 5hrs/mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-29
S63 Uniform Securities Agent State Law Examination 1991-01-25
  • S65 Uniform Investment Adviser Law Examination
    2017-06-29
  • S63 Uniform Securities Agent State Law Examination
    1991-01-25

View on SEC IAPD

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