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Tracy Ellen Rashford

Tiaa-Cref Individual & Institutional Services, LLC

Latham, NY

Clifton Park, NY

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
TX RA APPROVED_RES 2025-08-21
NY RA APPROVED 2021-05-25
  • VT RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • NY RA
    APPROVED
    Since 2021-05-25

Branch Locations

30 Century Hill Drive Suite 300, Latham, NY 12110 • United States

Clifton Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Latham NY 08/2011 Present
Tiaa Latham NY 08/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-02
S63 Uniform Securities Agent State Law Examination 1993-08-07
  • S65 Uniform Investment Adviser Law Examination
    2011-11-02
  • S63 Uniform Securities Agent State Law Examination
    1993-08-07
Other Names
  • Tracy Ellen Burns

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LATHAM, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Latham, NY
EAGLE STRATEGIES LLC · LATHAM, NY
MML INVESTORS SERVICES, LLC · LATHAM, NY
CAPABLE WEALTH, LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
GALLAGHER FIDUCIARY ADVISORS, LLC · Latham, NY

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