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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-01-25 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Los Angeles | CA | 06/2009 | Present |
*685951- State of California Notary Public; Investment related: No; Huntington Beach, California; Notary Services; Notary (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 1; After business hours: 0; Notary *686718- Constock Oil & Gas, LLC; Investment related: No; Frisco, Texas; Oil/Energy; None (proprietor, partner, officer, director, employee, trustee, agent); 11/2025; During business hours: 0; After business hours: 0; None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-23 |
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