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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-29 |
| MD | RA | APPROVED | 1999-03-11 |
Branch Locations
375 N Center St, Westminster, MD 21157 • United States
8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States
11975 Reisterstown Rd, Reisterstown, MD 21136 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Westminster | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westminster | MD | 11/2016 | Present |
CAREGIVER FOR DAUGHTER; NOT INV RELATED; WESTMINSTER, MD; PARENT/CAREGIVER; START DATE 09/01/2025; 100 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-13 |
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