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Frederick August Schaefer

Tiaa-Cref Individual & Institutional Services, LLC

Portland, OR

Portland, OR

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2015-06-03
  • OR RA
    APPROVED
    Since 2015-06-03

Branch Locations

Columbia Business Center 9900 Sw Greenburg Rd, Suite 130, Portland, OR 97223 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Portland OR 05/2015 Present
Tiaa-Cref Individual & Institutional Services, Llc Portland OR 05/2015 Present
Previous Registrations
  • 2010-08-25 → 2015-05-22
    Td Ameritrade, Inc.
    Portland, OR
  • 2010-08-30 → 2015-05-22
    Td Ameritrade Investment Management, Llc
    Portland, OR
  • 2009-08-25 → 2010-08-04
    Chase Investment Services Corp.
    Portland, OR
  • 2008-07-23 → 2009-04-08
    Voya Financial Partners, Llc
    Portland, OR
    Portland, OR
  • 2006-06-19 → 2008-04-07
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-16
  • S66 Uniform Combined State Law Examination
    2006-06-16
Other Names
  • Fred Schaefer
  • Frederick A Schaefer
  • Frederick August Schaefer
  • Frederick August Schaefer

View on SEC IAPD

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LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

ALEX JOHN SHEPPARD
DANIEL JOSEPH HECK
Lucas F Ellis
JACQUELYN MARIE PASCIAK
STEVEN MICHAEL FAIN
BRANDON LEE ERICKSON
DAVID KENT PEDERSON
Derek Jon Cram

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR

More in Portland, OR

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