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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| IN | RA | APPROVED | 2016-03-28 |
Branch Locations
12900 N. Meridian Street Suite 130, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oaktree Financial Advisors | Carmel | IN | 05/2000 | Present |
| Commonwealth Financial Network | Waltham | MA | 03/2016 | 04/2025 |
| Commonwealth Financial Network | Waltham | MA | 04/2025 | Present |
1) CO-OWNER, CEO, AND TREASURER OF OAKTREE FINANCIAL ADVISORS, INC., ENTITY CREATED TO FACILITATE SECURITIES, ADVISORY, INSURANCE, AND TAX PREPARATION SERVICES; INVESTMENT RELATED; CONDUCTED AT BRANCH LOCATION. 2) FIXED INSURANCE SALES, OAKTREE FINANCIAL ADVISORS, INC.; INVESTMENT RELATED; CONDUCTED AT BRANCH LOCATION. 3) TAX PREPARATION SERVICES, OAKTREE FINANCIAL ADVISORS, INC.; NOT INVESTMENT RELATED; CONDUCTED AT BRANCH LOCATION.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-09-20 |
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