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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-09-26 |
Branch Locations
11350 Mc Cormick Rd Executive Plaza I I I Ste 501, Hunt Valley, MD 21031-1002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hunt Valley | MD | 07/2004 | Present |
| Summit Financial | Hunt Valley | MD | 08/2016 | 09/2025 |
(1) 07/30/2004: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) (2) 07/30/2004: SUMMIT FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 06/26/2014: Summit Financial - DBA for LPL Business (entity for LPL business)- Investment Related - 11350 McCormick Road, Executive Plaza III, Suite 501, Hunt Valley, MD 21031 - Start 07/01/2014 - 160 Hr/Mo; 8 Hour(s) During Securities Trading (4) 08/30/2016: Summit Investment Advisors, Inc - Registered Investment Advisor Hybrid - DBA: (HYBRID) Summit Investment Advisors, Inc - Investment Related - 11350 McCormick Road, Executive Plaza III, Suite 501, Hunt Valley MD 21031 - Start 06/23/2016 - 160 Hr/Mo; 160 Hour(s) During Securities Trading - I provide investment advisory services through Summit Investment Advisors,inc an independent investment advisor firm. I started this business activity in 08, 2016. I expect to spend approximately 160hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 10/03/2016: SUMMIT INVESTMENT ADVISORS, INC - Registered Investment Advisor DBA - DBA: (Hybrid) Summit Financial - Investment Related - 11350 McCormick Road, Executive Plaza III, Suite 501, Hunt Valley MD 21031 - Start 06/23/2016 - 160 Hr/Mo; 160 Hour(s) During Securities Trading - I provide investment advisory services through Summit Financial, an independent investment advisor firm. I started this business activity in 6/23, 2016. I expect to spend approximately 160 on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 9/11/2017: Grata, LLC - Investment Related - Baltimore, MD - Real Estate Rental - Started 08/16/2017 - 1 Hour Per Month During Securities Trading - Commercial/Rental Property. (7) 08/28/2019 - HF Properties LLC - Investment related - 936 Hidden Moss Drive Cockeysville, MD 21030 - Real Estate Rental - start date:08/16/2019 - 10 hrs/mo - 2 hrs during trading. (8) 02/22/2022 - GTA Properties, LLC - Investment Related - TBD - Other - Business Owner - Managing Member - Start Date - 03/01/2022 - 10 Hours Per Month/4 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-23 |
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