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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-10-12 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Minneapolis, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Minneapolis | MN | 03/2008 | 10/2017 |
| Ameriprise Financial Services Inc | Minneapolis | MN | 10/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: Twin Cities PBS; Date Activity Started/Modified/Ended: 1/1/2020; Type of Activity: Non-Profit; Role/Relationship: Board Of Directors; Responsibilities: Board of Trustees(Volunteer) for TPT (non-profit organisation).; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-07 |
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