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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-09-15 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402 • United States
Maple Grove, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 02/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
NAME OF ACTIVITY: 23RD HOUR BAND; DATE ACTIVITY STARTED: 01/21/2016; MUSICAL BAND; PARTNER; DUTIES: BOOK PERFORMANCES AND PERFORM AT SHOWS; TOTAL HOURS PER MONTH 0-20; HOURS DURING TRADING HOURS PER MONTH 0-20; INCOME PER YEAR UP TO $10,000; NOT INVESTMENT RELATED; DOES NOT INCLUDE AMERIPRISE CLIENTS; THIS IS NOT LIKELY TO INTERFERE WITH RESPONSIBILITIES TO THE COMPANY AND ITS CLIENTS; THIS IS NOT AN AMERIPRISE ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-17 |
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