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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-22
TX RA APPROVED_RES 2006-10-03
  • MN RA
    APPROVED
    Since 2013-11-22
  • TX RA
    APPROVED_RES
    Since 2006-10-03

Branch Locations

1515 Central Pkwy Suite 150, Eagan, MN 55121-1756 • United States

420 Summit Ave Ste 303 & 304, St Paul, MN 55102 • United States

Lakeville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Apple Valley MN 10/1990 03/2020
Ameriprise Financial Services, Llc Apple Valley MN 03/2020 Present
Other Businesses

Business Ownership; Rahn, Neisen & Root, PA; Co-owner; Tax Preparation; 3659 160th Street East, , Rosemount, MN, 55068; Not Investment-Related; 01/02/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Royal Ideas, LLC; Owner; Entity structure supports operations of the Ameriprise Financial practice, including leadership, payment of payroll, expenses, and profit distribution to owner. ; Suite 501, 14985 Glazier Avenue, Apple Valley, MN, 55124; Not Investment-Related; 11/21/2023; 60 hours per month; 60 during trading hours / Royal RE Holdings, LLC; Owner; Royal RE Holdings, LLC owns the office building we've previously disclosed. ; 1010 Dale Street N, , St. Paul, MN, 55117; Not Investment-Related; 12/05/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Hemann, Grover & Company, LTD; Co-owner; Tax Preparation; 404 South Main Street, , Zumbrota, MN, 55992; Not Investment-Related; 09/30/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Mental Health Minnesota; Board Member; 475 Cleveland Avenue N Suite 222St. Paul, MN 55104, ,; ; 03/27/2012; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Royal Ideas, LLC; Owner; Outside employment. ; Suite 501, 14985 Glazier Avenue, Apple Valley, MN, 55124; Not Investment-Related; 11/21/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Excorp Medical; Private Placement; 3450 Lexington Avenue North, Suite 105, St. Paul, MN 55126, ,; ; 04/28/2008; 0 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-09-26
  • S63 Uniform Securities Agent State Law Examination
    1990-09-26
Designations

View on SEC IAPD

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