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Cecilia Mercado

Kovack Advisors, Inc.

Ft. Lauderdale, FL

Fort Lauderdale, FL

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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-29
  • FL RA
    APPROVED
    Since 2024-03-29

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

6451 N. Federal Highway Suite 1201, Fort Lauderdale, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Popular Securities San Juan PR 12/2007 08/2018
Kovack Securities, Inc. Fort Lauderdale FL 08/2018 Present
Kovack Advisors, Inc. Fort Lauderdale FL 03/2024 Present
  • 12/2007 → 08/2018
    Popular Securities
    San Juan, PR
  • 08/2018 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 03/2024 → Present
    Kovack Advisors, Inc.
    Fort Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-15
  • S66 Uniform Combined State Law Examination
    2024-03-15
Other Names
  • Cecilia E Mercado
  • Cecilia Elvira Mercado
  • Cecilia Elvira Mercado Echegaray

View on SEC IAPD

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Other Offices

KOVACK ADVISORS, INC. · Fort Lauderdale, FL
KOVACK ADVISORS, INC. · Fort Lauderdal, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
FIRST CITIZENS INVESTOR SERVICES, INC. · Ft Lauderdale, FL
J.P. MORGAN SECURITIES LLC · POMPANO BEACH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Lauderdale, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Pompano Beach, FL

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