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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-11 |
| WV | RA | APPROVED | 2009-06-01 |
Branch Locations
500 Lee Street East Laidley Tower Suite 300, Charleston, WV 25339 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Charleston | WV | 07/1990 | Present |
| Morgan Stanley Smith Barney | Charleston | WV | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 11/2020 |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2024 | Present |
*584517 - The Clay Center for Arts and Sciences; Investment Related - No; Charleston, West Virginia; Government; Advisory Board, Advisory Board Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/1999; During Business Hours: 2; After Business Hours: 3; Fundraising.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-26 |
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