Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-03
CA RA APPROVED 2026-03-02
  • TX RA
    APPROVED_RES
    Since 2026-03-03
  • CA RA
    APPROVED
    Since 2026-03-02

Branch Locations

26650 The Old Road Suite 213, Valencia, CA 91381 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Atlanta GA 02/2016 11/2023
Osaic Wealth, Inc. Valencia CA 11/2023 03/2026
Park Wealth Advisors Valencia CA 02/2016 Present
Cetera Wealth Services, Llc El Segundo CA 03/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2026 Present
  • 02/2016 → 11/2023
    Fsc Securities Corporation
    Atlanta, GA
  • 11/2023 → 03/2026
    Valencia, CA
  • 02/2016 → Present
    Park Wealth Advisors
    Valencia, CA
  • 03/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2026 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-11-03 → 2026-03-05
    Valencia, CA
  • 2016-02-12 → 2023-11-03
    Fsc Securities Corporation
    Valencia, CA
    Valencia, CA
    Atlanta, GA
  • 2009-11-10 → 2016-02-23
    Encino, CA
    Sherman Oaks, CA
    Santa Barbara, CA
    Santa Barbara, CA
    Santa Barbara, CA
    Carpinteria, CA
    Montecito, CA
    Montecito, CA
    Santa Barbara, CA
  • 2003-06-17 → 2009-11-09
    Wescom Financial Services
    Sherman Oaks, CA
    Sherman Oaks, CA
    Stevenson Ranch, CA
    Palmdale, CA
    Northridge, CA
  • 2002-04-23 → 2004-09-01
    Cuso Financial Services, L.P.
    Sherman Oaks, CA
  • 2001-02-14 → 2002-04-30
    Los Angeles, CA
Other Businesses

1. NAME OF OTHER BUSINESS: PARK WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2016 POSITION/TITLE/RELATIONSHIP: PRESIDENT CEO APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-08
S63 Uniform Securities Agent State Law Examination 1991-08-07
  • S66 Uniform Combined State Law Examination
    2000-12-08
  • S63 Uniform Securities Agent State Law Examination
    1991-08-07

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Valencia, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor