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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-03
TX RA APPROVED_RES 2006-10-06
  • MN RA
    APPROVED
    Since 2013-12-03
  • TX RA
    APPROVED_RES
    Since 2006-10-06

Branch Locations

1275 Ramsey Street Suite 800, Shakopee, MN 55379 • United States

Shakopee, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Shakopee MN 09/2005 03/2020
Ameriprise Financial Services, Llc Shakopee MN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1275 Ramsey StreetShakopee, MN 55379, ,; ; . Business Ownership; Shakopee Professional Building LLC; ; Owns part of a commercial building; 1275 Ramsey StreetShakopee, MN 55379, ,; ; ; 1 to 9 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-11-01
  • S63 Uniform Securities Agent State Law Examination
    1990-11-01
Other Names
  • Mark Theis

View on SEC IAPD

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