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Eun Jung Lee Kim

Wells Fargo Clearing Services, LLC

Shakopee, MN

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-03-02
TX RA APPROVED_RES 2017-09-06
MN RA APPROVED 2014-01-21
  • IA RA
    APPROVED
    Since 2021-03-02
  • TX RA
    APPROVED_RES
    Since 2017-09-06
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

380 Marschall Rd, Shakopee, MN 55379 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Shakopee MN 06/2001 Present
Wells Fargo Advisors Llc Shakopee MN 10/2013 11/2016
Wells Fargo Clearing Services, Llc Shakopee MN 11/2016 Present
  • 06/2001 → Present
    Wells Fargo Bank Na
    Shakopee, MN
  • 10/2013 → 11/2016
    Wells Fargo Advisors Llc
    Shakopee, MN
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Shakopee, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-18
S63 Uniform Securities Agent State Law Examination 2014-05-19
  • S65 Uniform Investment Adviser Law Examination
    2023-07-18
  • S63 Uniform Securities Agent State Law Examination
    2014-05-19

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · SHAKOPEE, MN
EDWARD JONES · Shakopee, MN
STATE FARM INVESTMENT MANAGEMENT CORP. · Shakopee, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHAKOPEE, MN
LEVEL FOUR ADVISORY SERVICES · SHAKOPEE, MN
AMERIPRISE FINANCIAL SERVICES, LLC · SHAKOPEE, MN
EDWARD JONES · SHAKOPEE, MN
LPL FINANCIAL LLC · SHAKOPEE, MN

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