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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-06
MN RA APPROVED 2013-12-20
  • FL RA
    APPROVED
    Since 2024-12-06
  • MN RA
    APPROVED
    Since 2013-12-20

Branch Locations

1226 4Th Ave E, Shakopee, MN 55379 • United States

Prior Lake, MN • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Shakopee MN 03/2009 Present
Thrivent Financial For Lutherans Appleton WI 03/2009 Present
Other Businesses

PRIMARY PROMOTION POSITION: Sole Proprietor NATURE: Advertising specialty and promotions business INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/01/1991 ADDRESS: 4293 Priorwood St. SE, Prior Lake MN 55372, United States DESCRIPTION: Servicing only existing customers, research and brokering advertising specialty and promotional products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-01
  • S66 Uniform Combined State Law Examination
    2009-10-01
Other Names
  • Carol Marie Woods

View on SEC IAPD

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