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Mark Steven Heller

Wells Fargo Clearing Services, LLC

Shakopee, MN

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-22
MN RA APPROVED 2013-11-05
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2017-09-22
  • MN RA
    APPROVED
    Since 2013-11-05
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

380 Marschall Rd, Shakopee, MN 55379 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Shakopee MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Shakopee MN 11/2016 Present
Previous Registrations
  • 2004-11-03 → 2011-01-03
    Wells Fargo Investments, Llc
    Shakopee, MN
    Shakopee, MN
    Shakopee, MN
    Shakopee, MN
    Shakopee, MN
    Bloomington, MN
Other Businesses

POWER OF ATTORNEY FOR FATHER, INV RELATED, SHAKOPEE, MN, START: 2/6/2024, 0 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-03
S63 Uniform Securities Agent State Law Examination 1994-07-19
  • S65 Uniform Investment Adviser Law Examination
    1999-11-03
  • S63 Uniform Securities Agent State Law Examination
    1994-07-19

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · SHAKOPEE, MN
EDWARD JONES · Shakopee, MN
STATE FARM INVESTMENT MANAGEMENT CORP. · Shakopee, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHAKOPEE, MN
LEVEL FOUR ADVISORY SERVICES · SHAKOPEE, MN
AMERIPRISE FINANCIAL SERVICES, LLC · SHAKOPEE, MN
EDWARD JONES · SHAKOPEE, MN
LPL FINANCIAL LLC · SHAKOPEE, MN

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