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Steven Wade Woolery

Thrivent Investment Management Inc.

Shakopee, MN

CRD 6440456

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-05-22
  • MN RA
    APPROVED
    Since 2015-05-22

Branch Locations

1226 4Th Ave E, Shakopee, MN 55379 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Shakopee MN 03/2015 Present
Thrivent Financial Appleton WI 08/2015 Present
Other Businesses

STEVEN WOOLERY MUSICIAN, WEST 55 LLC POSITION: Guitarist, vocalist NATURE: I perform on occasional basis in multiple bands. I have done so without compensation prior, but there is some potential for future compensation. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2016 ADDRESS: 7954 Upper 167th St W, Lakeville MN 55044, United States DESCRIPTION: compose music, play guitar, sing, and sound engineering

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-21
  • S66 Uniform Combined State Law Examination
    2015-05-21

View on SEC IAPD

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