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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-05-07 |
| TX | RA | APPROVED | 2025-05-07 |
Branch Locations
292 Pequot Ave, Floor 02, Southport, CT 06890 • United States
1401 Post Rd., Fairfield, CT 06824 • United States
205 W Main St, Avon, CT 06001 • United States
9 Durant Ave., Bethel, CT 06801 • United States
184 Main Street, Westport, CT 06880 • United States
700 Wethersfield Ave Ste F, Hartford, CT 06114 • United States
262 Boston Post Rd, Orange, CT 06477 • United States
2272 Black Rock Turnpike, Fairfield, CT 06825 • United States
2165 Dixwell Ave, Hamden, CT 06514 • United States
50 Hazard Ave, Enfield, CT 06082 • United States
634 Boston Post Rd, Madison, CT 06443 • United States
971 Piquonnock Rd, Groton, CT 06340 • United States
1460 State Street, Bridgeport, CT 06605 • United States
234 Church Street, New Haven, CT 06510 • United States
675 Bridgeport Avenue., Shelton, CT 06484 • United States
99 Federal Rd, Danbury, CT 06811 • United States
1090 Post Road East, Westport, CT 06880 • United States
3180 Berlin Turnpike, Newington, CT 06111 • United States
35 Talcottville Rd, Vernon, CT 06066 • United States
30 Church Hill Rd, Newtown, CT 06470 • United States
108 Danbury Rd, Ridgefield, CT 06877 • United States
1651 Boston Post Rd, Milford, CT 06460 • United States
8 Royce Cir Ste 101, Storrs Mansfield, CT 06268 • United States
292 Pequot Avenue Floor 2, Southport, CT 06890 • United States
370 Boston Post Rd., Milford, CT 06460 • United States
775 Main St S, Southbury, CT 06488 • United States
1151 Silas Deane Hwy, Wethersfield, CT 06109 • United States
782 Farmington Ave, Farmington, CT 06032 • United States
42 Lake Ave Ext, Danbury, CT 06811 • United States
176 Columbus Blvd, New Britain, CT 06051 • United States
1151 W Main St Ste 1, Branford, CT 06405 • United States
910 Boston Post Rd, Guilford, CT 06437 • United States
111 Newtown Road, Danbury, CT 06810 • United States
456 Monroe Turnpike, Monroe, CT 06468 • United States
960 Farmington Ave, West Hartford, CT 06107 • United States
205 Gateway Blvd, South Windsor, CT 06074 • United States
1065 Main St, East Hartford, CT 06108 • United States
202 Highland Ave, Cheshire, CT 06410 • United States
417 Cottage Grove Rd, Bloomfield, CT 06002 • United States
80 Quality Street, Trumbull, CT 06611 • United States
2125 Main Street, Bridgeport, CT 06606 • United States
151 Trumbull St, Hartford, CT 06103 • United States
149 Amity Rd, New Haven, CT 06515 • United States
292 Pequot Avenue, Southport, CT 06890 • United States
2855 Main Street, Stratford, CT 06614 • United States
109 New London Tpke, Glastonbury, CT 06033 • United States
2001 Highland Ave, Bldg H, Cheshire, CT 06410 • United States
1824 E Main St, Torrington, CT 06790 • United States
515 West Ave, M, Norwalk, CT 06850-4003 • United States
50 Washington St., Norwalk, CT 06854 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments Inc/Osaic Institutions, Inc. | Meridan | CT | 06/2015 | 11/2024 |
| Janney Montgomery Scott Llc | New Haven | CT | 11/2024 | 04/2025 |
| J.P. Morgan Securities Llc | Southport | CT | 05/2025 | Present |
| Chelsea Groton Bank | Meridian | CT | 06/2015 | 11/2024 |
| Stripers Inc. Llc | Hamden | CT | 08/2021 | Present |
Entity Name: Stripers Inc. LLC Investment related: No Address: 2319 Whitney Ave. Hamden CT 06518 Nature of the other business: Boating Position/Title/Relationship: Owner/Partner Start Date: 08/24/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC for the ownership of a recreational fishing boat.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-24 |
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