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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-03-03 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Gilbert | AZ | 01/2024 | 06/2024 |
| U.S. Bancorp Investments, Inc. | Saint Paul | MN | 09/2015 | 11/2017 |
| Unemployed | Minneapolis | MN | 12/2017 | 02/2022 |
| Mayo Clinic | Rochester | MN | 02/2022 | 11/2022 |
| University Of Minnesota Landscape Arboretum | Chaska | MN | 05/2023 | 10/2023 |
| Rbc | Saint Paul | MN | 04/2023 | 08/2023 |
| Unemployed | Rochester | MN | 11/2023 | 12/2023 |
| Unemployed | Minneapolis | MN | 12/2022 | 03/2023 |
| Delta Air Lines | Minneapolis | MN | 07/2019 | 10/2019 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 09/2024 | 05/2025 |
| Unemployed | Gilbert | AZ | 06/2024 | 09/2024 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 05/2025 | 10/2025 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 05/2025 | 10/2025 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-19 |
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