Best Investors Account Sign in

James Alexander Bakal

Janney Montgomery Scott LLC

Darien, CT

Claim This Profile
Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-10-23
CO RA APPROVED 2022-03-24
NY RA APPROVED 2022-01-12
VT RA APPROVED 2022-01-12
TX RA APPROVED_RES 2016-04-27
CT RA APPROVED 2007-10-18
CA RA APPROVED 2007-09-27
NJ RA APPROVED 2007-09-27
  • MA RA
    APPROVED
    Since 2023-10-23
  • CO RA
    APPROVED
    Since 2022-03-24
  • NY RA
    APPROVED
    Since 2022-01-12
  • VT RA
    APPROVED
    Since 2022-01-12
  • TX RA
    APPROVED_RES
    Since 2016-04-27
  • CT RA
    APPROVED
    Since 2007-10-18
  • CA RA
    APPROVED
    Since 2007-09-27
  • NJ RA
    APPROVED
    Since 2007-09-27

Branch Locations

800 Post Road 2Nd Floor, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Darien CT 10/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-24
S63 Uniform Securities Agent State Law Examination 1991-06-25
  • S65 Uniform Investment Adviser Law Examination
    1997-03-24
  • S63 Uniform Securities Agent State Law Examination
    1991-06-25
Other Names
  • Jim Bakal

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRESTWOOD ADVISORS
TEN COVES CAPITAL, LP
GENE ALEXANDER QUALMAN
SOLAS CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
STRATIS CAPITAL, LLC
OCCAM CREST MANAGEMENT LP

Other Investors

GRAHAM MARK MURRAY
PATRICK S WAYLAND
Christopher John Morley
ERICA L WESTFALL
Taylor Watts Marron
Edward G Naylor
FRANCOIS ALEXANDRE MORIN
BRIAN DANIEL CEGLARSKI

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DARIEN, CT
CRESTWOOD ADVISORS · Darien, CT
CRESTWOOD ADVISORS · Darien, CT
CRESTWOOD ADVISORS · Darien, CT
CRESTWOOD ADVISORS · Darien, CT
TEN COVES CAPITAL, LP · DARIEN, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DARIEN, CT
GENE ALEXANDER QUALMAN · DARIEN, CT

More in Darien, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor